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Tag Archives: Net Unrealized Appreciation

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Comparing a Roth conversion with the NUA strategy for company stock held inside a 401(k)

Roth Conversion or NUA? What If Your 401(k) Holds Company Stock?

IRA / 401(K) Roth Conversions, Retirement InsightsBy Dr. Dylan FosterSeptember 20, 2026Leave a comment

Have company stock inside your 401(k)? Before rolling everything to an IRA or Roth, compare Roth conversion planning with the special NUA tax rules that may apply to employer securities.

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